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New York Penal Law Section 130.40: Third-degree Criminal Sexual Act

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In the realm of criminal law, few subjects are as sensitive and challenging as those about sexual offences. New York, like many other states, has a comprehensive legal framework in place to address such matters. One of the key statutes within this framework is New York Penal Law Section 130.40, which deals with the offence of the Third-degree Criminal Sexual Act. This particular section addresses actions that are considered criminal acts of a sexual nature in the state of New York.

Sexual offences are a pressing issue in society, and understanding the laws surrounding them is crucial for both legal professionals and the general public. Whether you’re a legal expert seeking to broaden your knowledge or an individual looking to comprehend your rights and responsibilities in matters of sexual conduct, this article aims to provide a comprehensive introduction to New York Penal Law Section 130.40: Third-degree Criminal Sexual Act.

In this article, eastcoastlaws.com will delve into the specifics of Section 130.40, exploring its legal definitions, elements, potential penalties, and the broader implications it carries. Additionally, we will touch upon the importance of consent in such cases and the various factors that may influence the outcome of cases related to Third-degree Criminal Sexual Act

What is a Criminal Sexual Act in the Third Degree in NYC?

Criminal Sexual Act in the Third Degree is a class E felony in New York that carries a maximum term of 4 years in prison, followed by a period of post-release supervision, if the offender has no prior criminal convictions.

Retaining a skilled New York sex crimes attorney is essential to getting a good result if you or a loved one is accused of performing a criminal sexual act in NYC.

  • He or she engages in oral or anal sex with a person who is incapable of giving consent due to a condition other than not being older than 17;
  • He or she engages in oral or anal sex with a person under the age of 17 while they are at least 21 years old; or
  • In cases where the absence of consent stems from something other than inability to consent, he or she engages in oral or anal sexual activity with another person without that person’s consent.

In any of the several situations when a person is unable to give consent—aside from being under the age of 17—Oral or Anal Sexual Conduct is charged under the first clause of the Criminal Sexual Act in the Third Degree.

The most serious criminal sexual act allegations include a list of the causes for allegedly not being able to consent. For instance, Criminal Sexual Act in the Second Degree is for suspected Oral or Anal Sexual Conduct with a Person who is Mentally Disabled or Mentally Incapacitated and is not capable of giving consent.

And first-degree criminal sexual act refers to suspected oral or anal sexual conduct with a third party who is physically helpless and unable to give permission.

When the accused is at least 21 years old and the complaining witness is beneath the legal age of consent, which is 17 years old, the second requirement of the Criminal Sexual Act in the Third Degree charges is only related to age.

It is not necessary to prove the charge to know that the defendant is under the age of 17. In other words, the fact that a person over the age of 21 allegedly engaged in oral or anal sex with a person under the age of 17 while mistakenly believing that the person was older than 17 is not a valid defence.

The third provision of the Criminal Sexual Act in the Third Degree pertains to cases involving Forcible Compulsion. However, Oral Sexual Conduct or Anal Sexual Conduct constitutes one of the four circumstances leading to charges under the Criminal Sexual Act in the First Degree.

This provision applies when a person, who is capable of consenting to Sexual Conduct and does not fall into any of the numerous exemption categories, communicates that they allegedly do not consent. In New York, it is a requirement that this person explicitly and clearly articulates their lack of consent to Oral Sexual Conduct or Anal Sexual Conduct. Moreover, it must be such that a reasonable person, placed in the same situation as the accused, would unmistakably interpret the words and actions as an unequivocal expression of non-consent, considering all the surrounding circumstances.

This requirement employs an objective, reasonable person test, meaning that the expression of non-consent cannot rely solely on subjective interpretation. This serves as a crucial limiting principle within the legal framework.

Even if a complainant asserts that they communicated a lack of consent, it must be done in a manner that any reasonable person, in the given circumstances, would readily perceive and understand.

Legal Defenses for third-degree criminal sexual acts in New York

In New York, as in many other jurisdictions, various legal defences can be raised to counter charges of the Criminal Sexual Act in the Third Degree. It’s important to note that the applicability and success of these defences can vary depending on the specific circumstances of the case. Here are some common defences:

  • Consent: If the alleged sexual act was consensual, and both parties willingly engaged in it, this can serve as a strong defence. However, it’s crucial to establish that the act was consensual and that neither party was forced or coerced.
  • Lack of Evidence: Challenging the prosecution’s evidence is a common defence strategy. This may involve arguing that there is insufficient evidence to prove that the defendant committed the alleged sexual act.
  • Mistaken Identity: Sometimes, mistaken identity can be a defence if the victim identifies the wrong person as the perpetrator. This defence may involve presenting evidence that the defendant was not present at the location where the alleged act occurred.
  • Statute of Limitations: In some cases, if the statute of limitations has expired, the defendant may avoid prosecution. It’s important to understand the time limits for bringing charges in such cases.
  • Alibi: An alibi defence involves providing evidence that the defendant was in a different location at the time the alleged sexual act took place, thus making it impossible for them to have committed the act.
  • Mental Incapacity: If the defendant was mentally incapacitated at the time of the alleged act due to intoxication, mental illness, or another reason, it may be argued that they were unable to form the requisite criminal intent.
  • Duress or Coercion: If the defendant engaged in the sexual act because they were threatened, coerced, or forced by another party, this may be a valid defence. It’s essential to provide evidence of the duress or coercion.
  • Age of Consent: If the victim was of legal age to consent to sexual activity, and there was no force or coercion involved, this could be a defence. However, it’s important to be aware of the age of consent laws in New York, as they can vary depending on the age of the parties involved.
  • Failure to Prove Elements: The prosecution must prove each element of the offence beyond a reasonable doubt. If the prosecution fails to do so, the defence may argue that the charges should be dropped.
  • Entrapment: If law enforcement officers used entrapment to induce the defendant to commit the crime, this may be a valid defence. Entrapment occurs when the defendant was not predisposed to commit the crime but was induced to do so by law enforcement.

Sentencing for Criminal Sexual Act in The Third Degree  in New York

A conviction for a third-degree criminal sexual act carries a maximum 4-year jail term as a class E felony. Despite the maximum term of four years, if you have never had a criminal record, you are unlikely to obtain this punishment. Your punishment may be limited to probation.

You will be compelled to register as a sex offender by New York state statute 168, sometimes known as the Sex Offender Registration Act (SORA), regardless of whether your sentence includes jail or probation. A sex offender must register with SORA for at least 20 years. For the rest of their life, some sex offenders must register.

New York Penal Code § 130.40: Criminal sexual act in the third degree

A third-degree criminal sexual act is committed by a person if and only if:

  • He or she engages in oral or anal intercourse with a person who is unable of giving consent due to a condition other than being under the age of seventeen;
  • Having an oral or physical relationship with a person under the age of seventeen when they are at least twenty-one; or
  • In cases where the absence of consent is caused by something other than the inability to consent, he or she engages in oral or anal sexual activity with another person without that person’s consent.


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